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     19 <div id="qv-wrapper">
     20   <div id="qv">
     21     <h2>In this document</h2>
     22     <ol id="auto-toc">
     23     </ol>
     24   </div>
     25 </div>
     26 
     27 <h2 id=overview>Overview</h2>
     28 
     29 <p>Android 6.0 introduces the concept of user-authentication-gated cryptographic
     30 keys. To achieve this, two key components need to work together.
     31 First is the cryptographic key storage and service provider, which stores
     32 cryptographic keys and provides standard crypto routines on top of them. Second
     33 is any number of user authenticators that may attest to the user's presence
     34 and/or successful authentication.</p>
     35 
     36 <p>The cryptographic key storage in Android is provided by the keystore service and Keymaster.
     37 (Also see information about
     38 the <a href="https://developer.android.com/training/articles/keystore.html">Android Keystore system</a>,
     39 at the framework level, which is backed by the keystore service.) For Android 6.0,
     40 the two supported authentication components are Gatekeeper (for
     41 PIN/pattern/password authentication) and Fingerprint (for fingerprint
     42 authentication). These components communicate their authentication
     43 state with the keystore service via an authenticated channel.</p>
     44 
     45 <ul>
     46   <li><strong>The <a href="../keystore/index.html">hardware-backed Keystore</a>.</strong>
     47   Cryptographic services, including hardware-backed cryptography for key storage,
     48   which might include a Trusted Execution Environment (TEE).</li>
     49   <li><strong><a href="gatekeeper.html">Gatekeeper</a>.</strong> Components for PIN, pattern, and password authentication.</li>
     50   <li><strong><a href="fingerprint-hal.html">Fingerprint</a>.</strong> Components for fingerprint authentication.</li>
     51 </ul>
     52 
     53 <h2 id=architecture>Architecture</h2>
     54 
     55 <p>The Gatekeeper and Fingerprint components work with Keystore and other
     56 components to support the use of hardware-backed <a href="#authentication_token_format">authentication tokens</a> (referred to below as "AuthTokens").</p>
     57 
     58 <h3 id=enrollment>Enrollment</h3>
     59 
     60 <p>Upon first boot of the device after a factory reset, all authenticators are prepared to receive
     61 credential enrollments from the user.</p>
     62 
     63 <p>The user must initially enroll a PIN/pattern/password with Gatekeeper. This
     64 initial enrollment creates a randomly generated, 64-bit User SID (user secure
     65 identifier, described further below) that serves as an identifier for the user
     66 and as a binding token for the user's cryptographic material.
     67 This User SID is cryptographically bound to the user's password.
     68 As detailed below, successful authentications to Gatekeeper result in AuthTokens that contain the User SID
     69 for that password.</p>
     70 
     71 <p>When a user wants to change their credential, they must present their existing
     72 credential. If the existing credential is verified successfully, the User SID
     73 associated with the existing credential is transferred to the new credential.
     74 This allows the user to keep accessing their keys after changing their
     75 credential. If a user does not present their existing credential, the new one
     76 is enrolled with a fully random User SID. The user can access the device but
     77 keys created under the old User SID are permanently lost. This is known as an
     78 "untrusted enroll."</p>
     79 
     80 <p>Note that an untrusted enroll will not be allowed under normal circumstances by
     81 the Android framework, so most users won't ever see this functionality.
     82 However, forcible password resets either by a device administrator or an
     83 attacker may cause this to occur.</p>
     84 
     85 <h3 id=authentication>Authentication</h3>
     86 
     87 <p>Now that the user has set up a credential and received a User SID, they may
     88 proceed to start authentication.</p>
     89 
     90 <p>In the diagram below, authentication starts when a user provides a PIN,
     91 pattern, password, or fingerprint. All TEE components share a secret key which
     92 they use to authenticate each other's messages.</p>
     93 
     94 <img src="../images/authentication-flow.png" alt="Authentication flow" id="figure1" />
     95 <p class="img-caption"><strong>Figure 1.</strong> Authentication flow</p>
     96 
     97 <p>The numbers in the following steps correspond to the numbers in the diagram
     98 above, and include reference to both the Android OS and the TEE OS: </p>
     99 
    100 <ol>
    101   <li>A user provides a PIN, pattern, password, or fingerprint. The
    102 <code>LockSettingsService</code> or <code>FingerprintService</code> make a request via Binder to the
    103 Gatekeeperd or fingerprintd daemon in the Android OS. Note that fingerprint
    104 authentication occurs asynchronously after the fingerprint request is sent.
    105   <li>This step involves <strong>either</strong> Gatekeeperd (option 1 below)
    106   <strong>or</strong> fingerprintd (option 2 below),
    107   depending on whether a pin/pattern/password, or fingerprint, is provided.
    108   <ul>
    109     <li>The Gatekeeperd daemon sends a pin, pattern, or password hash (received in step
    110 1) to its counterpart (Gatekeeper) in the TEE. If authentication in the TEE is
    111 successful, Gatekeeper in the TEE sends an AuthToken containing the
    112 corresponding User SID, signed with the AuthToken HMAC key, to its
    113 counterpart in the Android OS.
    114     <li>Alternatively, the fingerprintd daemon, which listens for fingerprint events,
    115 sends the data (received in step 1) to its counterpart (Fingerprint) in the
    116 TEE. If authentication in the TEE is successful, Fingerprint in the TEE sends
    117 an AuthToken, signed with the AuthToken HMAC key, to its counterpart in the Android OS.
    118   </ul>
    119   <li>The Gatekeeperd or fingerprintd daemon receives a signed AuthToken and passes
    120 the AuthToken to the keystore service via an extension to
    121 the keystore service's Binder interface. Additionally, Gatekeeperd notifies the keystore service when
    122 the device is re-locked and when the device password changes.
    123   <li>The keystore service passes to Keymaster the AuthTokens received from Gatekeeperd and
    124 fingerprintd, verifying the AuthTokens with the key shared with the Gatekeeper
    125 and Fingerprint trustlets. Keymaster trusts the timestamp in the token as the
    126 last authentication time and bases a key release decision (to allow an app to
    127 use the key) on the timestamp.
    128 </ol>
    129 
    130 <p class="note"><strong>Note:</strong> AuthTokens are invalidated whenever a device reboots.</p>
    131 
    132 <h2 id=authentication_token_format>Authentication token format</h2>
    133 
    134 <p>The AuthToken format described in the
    135 <a href="https://android.googlesource.com/platform/hardware/libhardware/+/master/include/hardware/hw_auth_token.h"><code>hw_auth_token.h</code></a> file is 
    136 necessary for token sharing and compatibility across languages and
    137 components. See the following file:</p>
    138 <pre>
    139 hardware/libhardware/include/hardware/hw_auth_token.h
    140 </pre>
    141 
    142 <p>A simple serialization protocol with the required fields is defined in the
    143 table below. The fields are fixed size.</p>
    144 
    145 <p>Field descriptions are below the table.</p>
    146 <table>
    147  <tr>
    148     <th><strong>Field</strong></th>
    149     <th><strong>Type</strong></th>
    150     <th><strong>Required or Optional</strong></th>
    151  </tr>
    152  <tr>
    153     <td>AuthToken Version</td>
    154     <td>1 byte</td>
    155     <td>Required</td>
    156  </tr>
    157  <tr>
    158     <td>Challenge</td>
    159     <td>64-bit unsigned integer</td>
    160     <td>Optional</td>
    161  </tr>
    162  <tr>
    163     <td>User SID</td>
    164     <td>64-bit unsigned integer</td>
    165     <td>Required</td>
    166  </tr>
    167  <tr>
    168     <td>Authenticator ID</td>
    169     <td>64-bit unsigned integer in network order</td>
    170     <td>Optional</td>
    171  </tr>
    172  <tr>
    173     <td>Authenticator type</td>
    174     <td>32-bit unsigned integer in network order</td>
    175     <td>Required</td>
    176  </tr>
    177  <tr>
    178     <td>Timestamp</td>
    179     <td>64-bit unsigned integer in network order</td>
    180     <td>Required</td>
    181  </tr>
    182  <tr>
    183     <td>AuthToken HMAC key (SHA-256)</td>
    184     <td>256-bit blob</td>
    185     <td>Required</td>
    186  </tr>
    187 </table>
    188 
    189 <h3 id=field_descriptions>Field descriptions </h3>
    190 
    191 <p>This section describes the fields of the AuthToken table above.</p>
    192 
    193 <p><strong>AuthToken Version:</strong> Group tag for all fields below.</p>
    194 
    195 <p><strong>Challenge:</strong> A random integer to prevent replay attacks. Usually the ID of a requested
    196 crypto operation. Currently used by transactional fingerprint authorizations.
    197 If present, the AuthToken is valid only for crypto operations containing the
    198 same challenge.</p>
    199 
    200 <p><strong>User SID</strong>: Non-repeating user identifier tied cryptographically to all keys associated
    201 with device authentication. For more information, see the Gatekeeper page.</p>
    202 
    203 <p><strong>Authenticator ID (ASID)</strong>: Identifier used to bind to a specific authenticator policy. All
    204 authenticators have their own value of ASID that they can change according to
    205 their own requirements.</p>
    206 
    207 <p><strong>Authenticator Type</strong>: Either Gatekeeper or Fingerprint, as follows:</p>
    208 <table>
    209  <tr>
    210     <th><strong>Authenticator Type</strong></th>
    211     <th><strong>Authenticator Name</strong></th>
    212  </tr>
    213  <tr>
    214     <td>0x00</td>
    215     <td>Gatekeeper</td>
    216  </tr>
    217  <tr>
    218     <td>0x01</td>
    219     <td>Fingerprint</td>
    220  </tr>
    221 </table>
    222 
    223 <p><strong>Timestamp</strong>: Time (in milliseconds) since the most recent system boot.</p>
    224 
    225 <p><strong>AuthToken HMAC key</strong>: Keyed SHA-256 MAC of all fields except the HMAC field.</p>
    226 
    227 <h2 id=device_boot_flow>Device boot flow</h2>
    228 
    229 <p>On every boot of a device, the AuthToken HMAC key must be generated and shared
    230 with all TEE components (Gatekeeper, Fingerprint, and Keymaster). Thus, the HMAC key
    231 must be randomly generated every time the device reboots, for added protection against replay attacks.</p>
    232 
    233 <p>The protocol for sharing this HMAC key with all components is a
    234 platform-dependent implementation feature. The key must <strong>never</strong>
    235 be made available outside the TEE. Thus, if a TEE OS lacks an
    236 internal inter-process communication (IPC) mechanism,
    237 and the TEE needs to transfer the data through the untrusted OS, the transfer
    238 must be done via a secure key exchange protocol.</p>
    239 
    240 <p>The Trusty operating system, which runs next to Android, is an example of a
    241 TEE, but other TEEs can be used instead. Trusty uses an internal IPC system to
    242 communicate directly between Keymaster and Fingerprint or Gatekeeper. The HMAC
    243 key is kept solely in Keymaster. Fingerprint and Gatekeeper request the key
    244 from Keymaster for each use, and do not persist or cache the value.</p>
    245 
    246 <p>Note that no communication happens between applets in the TEE because some TEEs
    247 are lacking in IPC infrastructure. This also
    248 permits the keystore service to quickly deny requests that are bound to fail as it has
    249 knowledge of the authentication table in the system, saving a potentially
    250 costly IPC into the TEE.</p>
    251